Summit Investment Guidance Partners, LLC (“Advosion”) is committed to safeguarding the confidential information of all clients and potential clients. We do not provide any personal information to list vendors or solicitors for any marketing or other purpose. Personal information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws. After this required period of record retention, all such information will be destroyed.
It is Advosion policy to restrict access to all current, former and potential client information (information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/nonaffiliated entities who need to know that information to provide services to the client. Advosion may disclose the client’s information if it is: (1) previously authorized to disclose the information to individuals and/or entities not affiliated with Advosion, including, but not limited to the client’s other professional advisors and/or service providers (attorney, accountant, insurance agent, broker-dealer, investment adviser, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.
The disclosure of information contained in any document completed by the client for processing and/or transmittal by Advosion to facilitate the commencement, continuation or termination of a business relationship between the client and a nonaffiliated third party service provider (broker-dealer, investment adviser, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for Advosion (Investment Guidance Agreement, information forms, questionnaires, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding nonaffiliated third party service provider.
Please contact Scott M. Pruski, Chief Compliance Officer, if you have any questions regarding this privacy information.
Summit Investment Guidance Partners, LLC (“Advosion”) is an investment advisory firm located in Grand Rapids and registered with the State of Michigan. Advosion and its representatives are in compliance with the current filing requirements imposed upon registered investment advisers by those states in which Advosion maintains clients. Advosion may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Advosion’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications and links.
The publication of Advosion’s web site should not be construed by any consumer and/or prospective client as Advosion’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Advosion with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Advosion, please contact the State of Michigan, the Securities & Exchange Commission (SEC) or the state securities regulators for the state(s) in which Advosion maintains a notice filing.
Advosion’s current written disclosure statement discussing Advosion ‘s business operations, services, and fees is available from Advosion upon written request. Advosion does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness or relevance of any information prepared by any unaffiliated third party, whether linked to Advosion ‘s web site or incorporated herein, and takes no responsibility therefore. All such information is provided for convenience purposes only and all users thereof should be guided accordingly
Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Advosion) will be profitable or equal any historical performance level(s).
Certain portions of the Advosion web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Advosion’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Advosion or from any other investment professional. Advosion is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Any rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or potential client as a guarantee that he/she will experience a certain level of results if Advosion is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Advosion by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Advosion ‘s web site, to release and hold harmless Advosion, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Advosion.